The National Association of State Boards of Accountancy and the American Institute of CPAs are reminding stakeholders that they are seeking public comment on an exposure draft proposing changes to ...

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...

The SEC and FinCEN Request Comments on their Proposed Rule on Customer Identification Programs for Registered Investment Advisers and Exempt Reporting Advisers The Securities and Exchange Commission ( ...

The Municipal Securities Rulemaking Board plans to request comment on its Rule G-27 related to dealer supervision in the next month. Processing Content That and a number of other issues were discussed ...

The Municipal Securities Rulemaking Board will soon issue a request for comment on Rule G-12, on inter-dealer confirmations, where it will engage the market on whether to codify or retire nearly 40 ...