Industry experts say Edward Jones was at risk of being left behind if it didn't offer access to investments that are becoming ...

Over 100,000 financial advisors with the CFP designation are going to start paying more for the designation come this fall. On Tuesday, the CFP Board announced that it would be increasing its annual ...

Cary Carbonaro is an award-winning certified financial planner with over 25 years of experience.

Advisor and women in wealth advocate Cary Carbonaro charts her struggle for respect and pay parity after a buyout by a big ...

UBS' Americas unit benefited from a swift uptick in client transactions in April, but that activity has since subsided, CEO Sergio Ermotti told analysts.

Financial planners who take their customers through a difficult calculation can add a lot of value that may sometimes get ...

Novel legal theories and a lower bar for plaintiffs could unleash an explosion in ERISA-based lawsuits against 401(k) plan ...

Experts say it's not just about cold, hard numbers. Knowing client expectations can also make or break any potential deal.

A judge found that the alleged victims of a scam run by a now-disgraced representative of Oppenheimer furnished no evidence ...

A disjointed response, a lack of an agreed definition and unreliable statistics on losses hinder antifraud efforts by the ...